Jean Roberts Governance Framework© (The
Framework) - what is it?
The
emphasis in The Framework is not just the Board (or Committee
of Management) it is the total organisation, the legal
entity as a whole. The governance role and function of the Board
is to:
a) endorse the strategic and policy framework for the organisation
b) ensure financial viability of the organisation, and
c) ensure compliance with all legislative, statutory and contractual
duties, obligations, terms and conditions
The
Framework presents 29 Building Blocks with 44 Units to create
and maintain an effective, efficient and humane organisation.
The underlying principle of The Framework is that the role
and function of governance is focused on the total organisation.
If the Board is operating effectively and monitoring its own performance,
then the total organisation will benefit. To put this in academic
language, the Board is then adding value to the organisation.
The
objective of The Framework is to ensure an effective, efficient
and humane nonprofit organisation. Each of the 29 Building Blocks
are of equal importance and value. These are listed in alphabetical
order in Table 1, which is featured in both the book and CD ROM
"Managing Governance in Nonprofit Organisation in Australia",
with numbers allocated for ease of reference.
Table
1:
29 Building
Blocks
| 1. |
©RMC
Organisational Framework |
| 2. |
AGM
& Annual report, complete with audited financial statements
that provide evidence of an effective efficient and humane
organisation |
| 3. |
Appraisal
process that leads into an internal training and development
program |
| 4. |
Board
is guided by ©RMC 5-levels of Governance Maturity in
Board Performance |
| 5. |
Board
policies and procedures on reporting and decision-making at
governance, management and operational level |
| 6. |
Board
roles and responsibilities clearly documented for Board office
bearers and members |
| 7. |
Board-endorsed
3-5 year Strategy Plan and Year 1 Business Plan |
| 8. |
Board-endorsed
annual budget with cashflow projections as a basis for financial
reporting |
| 9. |
Board-endorsed
policy framework to ensure a consistent level of quality in
all of the organisations affairs and activities |
| 10. |
Board-endorsed
quality system ensuring continuous quality improvement |
| 11. |
Broad
funding and financial base |
| 12. |
Clear
employment procedure and volunteer recruiting procedure |
| 13. |
Collaborative
alliances and networks |
| 14. |
Constitution
that is up-to-date, used as a working document and supports
organisational growth |
| 15. |
Endorsed
service model that directs all service design, delivery and
evaluation |
| 16. |
New
Board Member recruitment, orientation and induction procedure |
| 17. |
Official
Board Minute Book |
| 18. |
Open
and transparent communication and information flow |
| 19. |
Policy
and procedure for establishing sub-committees, portfolios
and working groups |
| 20. |
Position
descriptions for every position at management and operational
levels |
| 21. |
Procedure
to ensure compliance with all legislative, statutory and contractual
duties, obligations and requirements |
| 22. |
Register
of members of the legal entity - up-to-date, providing evidence
of eligibility to exercise the rights and privileges of membership |
| 23. |
Regular
Service-user, Staff and Volunteer satisfaction surveys |
| 24. |
Responsibilities,
accountabilities, authority and reporting procedures from
Board through to points of service delivery |
| 25. |
Risk
avoidance and risk management strategy |
| 26. |
Sound
financial methods and administrative systems |
| 27. |
Succession
planning strategy and practice in place |
| 28. |
Training
program that leads to improved work practices |
| 29. |
Up-to-date
and accurate promotional and marketing information |
Together,
these 29 Building Blocks provide evidence that:
| a) |
people
using or accessing the services provided receive a high quality
of service in a consistent manner |
| b) |
staff,
volunteers and Board members experience a high level of job
satisfaction |
| c) |
Association/Company
members or Cooperative shareholders are confident that the
organisation is using its available resources effectively
and efficiently to achieve or address the purpose for which
the organization exists |
| d) |
funding
bodies are confident that the organization is able to meet
and maintain the terms and conditions of funding and service
agreements, and quality/service standards |
| e) |
communities
experience a positive and practical impact and benefit from
the activities of the organization in building a strong and
supportive geographic community or community of interest
Together with the 29 Building Blocks, The Framework presents
44 Units that fit within one or more of the Building Blocks.
The 44 Units are listed in Table 2 as featured in the
book and CD ROM "Managing Governance in Nonprofit Organisations
in Australia". The Units present a basis for quality
assurance, while the 29 Building Blocks provide an easy reference
to appreciate the components of the Framework. |
Table
2:
44 Units
| 1. |
©
RMC 5 levels of Quality Maturity in Board Performance |
| 2. |
AGM
and Annual Report Checklists |
| 3. |
Amalgamation
in the Nonprofit Sector |
| 4. |
Auspice
what is it and how does it work? |
| 5. |
Board
Member recruitment and orientation |
| 6. |
Board
Minutes and Agenda Checklist |
| 7. |
Board
Reporting, including Financial Reporting |
| 8. |
Building
and Nurturing a Strong and Active Membership Base in a Nonprofit
Organization |
| 9. |
Compliance |
| 10. |
Constitution
checklist |
| 11. |
Consultation
and Decision Making |
| 12. |
Delegation
of authority |
| 13. |
Financial
Management and Monitoring |
| 14. |
Financial
Viability |
| 15. |
Joint
initiatives between non-profit and for-profit organisations |
| 16. |
Linking
Policies with Improved Work Practices |
| 17. |
Managing
information |
| 18. |
Managing
Projects |
| 19. |
Managing
workplace relationships |
| 20. |
Marketing
of Nonprofit Organisations |
| 21. |
Measurable
Consumer Outcomes |
| 22. |
Member-based
Associations and Clubs |
| 23. |
Organisational
structure and structural options |
| 24. |
Outsourcing |
| 25. |
Performance
Indicators, Measures and Targets |
| 26. |
Planning
a Community Needs Assessment |
| 27. |
Program
Development, Implementation and Evaluation |
| 28. |
Quality
Assurance and Improvement |
| 29. |
Recruiting
and Retaining Service Club Members |
| 30. |
Representative
Board Membership |
| 31. |
Risk
Avoidance and Risk Management |
| 32. |
RMC
Organisational framework |
| 33. |
Role
of the CEO/senior staff position |
| 34. |
Role
of the Patron |
| 35. |
Service
Model |
| 36. |
Stakeholder
analysis and survey |
| 37. |
Strategic
Alliances, Network, Consortium |
| 38. |
Strategic
and Business Planning Checklists |
| 39. |
Structuring
for Mergers and Amalgamations |
| 40. |
Submission
Writing Checklists |
| 41. |
Succession
Planning |
| 42. |
Traps
in Tendering and Outsourcing |
| 43. |
Whats
the Difference between Governance and Management |
| 44. |
Why
Incorporate? |
|